2023 Spring Meeting | Public Policy Symposium

2023 Spring Meeting | Public Policy Symposium






View NASAA's COVID-19 Acknowledgement

Public Policy Symposium | View Agenda

NASAA Members | View Agenda

NASAA Members Click Here to Attend Virtually

(View the In-Person Registration Options at the bottom of this page) 

Registration is now open for the 2023 Spring Meeting and Policy Symposium! This year’s theme of “Working Smarter to Promote Responsible Capital Formation” promises to offer insights and knowledge that will enhance your career. The symposium will feature a roundtable titled Planning for the Next Generation of Investors, as well as two panel discussions.

The first panel discussion will reflect on the passage of the JOBS Act in 2012 and opportunities and challenges for entrepreneurs, investors, regulators, and small business owners, and the second will focus on the opportunities to make regulatory compliance even easier for entrepreneurs and small businesses. 

This annual event consists of sessions for NASAA Members only (state and provincial regulators) to include Business, and Zone Meetings; the SEC/ NASAA 19(d) Conference (state and provincial regulators, SEC, and invited guests from FINRA and other government agencies only); and the Public Policy Symposium which is open to industry and other attendees. 

This event will be held in-person and virtually.  Register today to secure your space. 

COVID-19 Recommendations and Accommodations

NASAA has updated its COVID-19-related requirements for in-person events. Attendees are no longer required to provide proof of vaccination or a negative test result. NASAA strongly recommends that attendees stay up to date on their vaccinations and take a rapid test immediately before traveling to a NASAA event. If you test positive, please attend the event virtually. NASAA will make rapid tests and masks available onsite. Anyone who experiences COVID-19 symptoms or learns they have tested positive during an event will be expected to leave the meeting space and attend the event virtually.  Please note that these requirements may change depending on developments in pandemic conditions. If you have questions, please contact either James Apistolas (japistolas@nasaa.org) or Vince Martinez (vmartinez@nasaa.org).

Hotel Information
  • Hotel and Registration Deadline: March 29, 2023
  • InterContinental Washington, D.C. - The Wharf
  • 801 Wharf Street | Washington, DC
  • For reservations call: (833) 249-1029 or reserve your room online.
  • The NASAA room rate of $339 plus 14.95% taxes is available until March 29, 2023.

Overflow Hotel Sleeping Rooms!

NASAA group rate is sold out at the Intercontinental Washington DC The Wharf.  We recommend booking at the neighboring Canopy by Hilton Washington DC The Wharf.  The maximum reimbursable amount for hotel accommodations is $339 plus 14.95% taxes per night.


To Register For This Meeting:

Step 1: Create an account or sign-in to www.nasaa.org
Step 2: S
elect your Registration Category
Step 3:
Answer a few question and save your responses
Step 4:
Scroll down to select the sessions you will attend; including meals
Step 5.
Click "Proceed to Checkout."
Step 6.
Enter payment information (if necessary).
We encourage you to pay by credit card, however if you wish to pay by check, please contact the NASAA office.

NASAA Members Only:
  • If you ARE NOT state funded, enter the appropriate Promotional Code at checkout:
  • Member Voucher: 2023Voucher
  • Speaker = 2023Speaker
  • Committee Funded = 2023Comm
  • Then click "Submit Order."
  • NASAA Members have one voucher for this meeting.

 

Travel Days: Board Members and Section Chairs should plan to arrive on Saturday, April 15 and depart on Wednesday, April 19, 2023.  Members using a voucher travel on Sunday, April 16, and Wednesday, April 19, 2023.


Member Reimbursement Information

Dress Code: The dress code for the Public Policy Symposium on Tuesday, April 18 is business casual.
When
4/16/2023 - 4/19/2023
Where
InterContinental Washington D.C. - the Wharf 801 Wharf Street SW Washington, DC 20024

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Program

   

Saturday, 15 April 2023

Description
Includes: Monday Reception, Tuesday Reception

Sunday, 16 April 2023

Description
NASAA Board Members Only
Category
Select the meal functions you will attend.
Time
6:00 PM - 8:00 PM
6:00 PM

Monday, 17 April 2023

Tuesday, 18 April 2023

Description
Time
12:00 PM
12:00 PM

Open to All Attendees and Guest
Time
5:30 PM - 6:30 PM
5:30 PM