The North American Securities Administrators Association (NASAA) invites you to join your colleagues and peers at this year’s NASAA’s 2023 Fall Annual Meeting. This premier event for securities regulators and the financial services industry will be held, September 10-12, at the InterContinental San Diego.
This year’s theme is “Modernizing Investor Protection for the Digital Age” which recognizes the visionary and vital role of state securities regulators in investor protection during an evolution in investment offerings and services. There will be many informative and interesting panels and forum discussions along with speakers that will engage and challenge you in the vital debate over how best to transform our system of financial services regulation through sound policy and law.
The Fall Annual Meeting will feature a high-profile lineup of speakers and panelists who will examine the current securities landscape and address the future of our ever changing and rapidly evolving regulatory and professional environments. Four panel topics address modernizing investor protection, DIY investing, trends in enforcement actions, and inclusion in capital markets. There will be great opportunities to discuss important issues such as joint web CRD/IARD, investment advisers, investor education, broker-dealers, corporation finance and enforcement in open forum discussions with NASAA Section Committees.
This year’s Fall Annual Meeting is being offered to registrants both in-person and in virtual format.
We look forward to seeing you at NASAA’s 2023 Annual Meeting in San Diego.
(View the In-Person Registration Options at the bottom of this page)
View NASAA's COVID-19 Acknowledgement
View the Agenda
NASAA Members Click Here to Attend Virtually
Recommendations and Accommodations
NASAA has updated its
COVID-19-related requirements for in-person events. Attendees are no longer
required to provide proof of vaccination or a negative test result. NASAA
strongly recommends that attendees stay up to date on their vaccinations and
take a rapid test immediately before traveling to a NASAA event. If you test
positive, please attend the event virtually. NASAA will make rapid tests and
masks available onsite. Anyone who experiences COVID-19 symptoms or learns they
have tested positive during an event will be expected to leave the meeting
space and attend the event virtually. Please note that these requirements
may change depending on developments in pandemic conditions. If you have
questions, please contact either James Apistolas (email@example.com) or Vince Martinez (firstname.lastname@example.org).
- Hotel and
Registration Deadline: August 18, 2023
- InterContinental San
- 901 Bayfront Court,
San Diego, CA 92191.
reservations call 619-501-9400 or Book Your Room online
today (Sold Out)
- NASAA's room rate of
$289, $10 amenity, plus taxes is available until Aug.18, 2023.
- The hotel will charge one night's room and tax to your credit card at the time of booking.
Overflow Hotel Sleeping Rooms!
Before booking a hotel room at the overflow hotel, please note that rooms are available Sunday night or Monday night at the InterContinental Hotel. If this is your travel pattern, then you should book your reservation at the InterContinental Hotel.
The SpringHill Suites Hotel is NASAA’s overflow hotel and is located just steps away from the host hotel. The SpringHill Suites Hotel discounted sleeping room rate is $249. Please make your reservations on-line at SpringHill Suite Hotel by Marriott.
To Register for This
Step 1: Create
an account or sign-in to www.nasaa.org.
Step 2: Select
your Registration Category.
Step 3: Answer a
few questions and save your responses.
Step 4: Scroll
down to select your desired meetings sessions and the meal offering.
Step 5. Click
"Proceed to Check Out."
Step 6. Enter
payment information (if necessary).
We encourage you to pay
by credit card, but if you wish to pay by check, please contact the NASAA
Dress Code: The Annual Fall Meeting dress code is business
NASAA Members Only:
- NASAA Members have two vouchers for this meeting. On the checkout page use Promotional Code: 2023Voucher
- Speaker: 2023Speaker
- Then click
Travel Days: Board
Members and Section Chairs should plan to arrive on Friday, September 8
and depart on Wednesday, September 13, 2023. All other attendees
should plan to arrive on Saturday, September 9 and depart on Wednesday,
September 13, 2023.