2023 NASAA Fall Annual Meeting

2023 NASAA Fall Annual Meeting

The North American Securities Administrators Association (NASAA) invites you to join your colleagues and peers at this year’s NASAA’s 2023 Fall Annual Meeting. This premier event for securities regulators and the financial services industry will be held, September 10-12, at the InterContinental San Diego.

This year’s theme is “Modernizing Investor Protection for the Digital Age” which recognizes the visionary and vital role of state securities regulators in investor protection during an evolution in investment offerings and services.  There will be many informative and interesting panels and forum discussions along with speakers that will engage and challenge you in the vital debate over how best to transform our system of financial services regulation through sound policy and law.

The Fall Annual Meeting will feature a high-profile lineup of speakers and panelists who will examine the current securities landscape and address the future of our ever changing and rapidly evolving regulatory and professional environments. Four panel topics address modernizing investor protection, DIY investing, trends in enforcement actions, and inclusion in capital markets. There will be great opportunities to discuss important issues such as  joint web CRD/IARD, investment advisers, investor education, broker-dealers, corporation finance and enforcement in open forum discussions with NASAA Section Committees.

This year’s Fall Annual Meeting is being offered to registrants both in-person and in virtual format.

We look forward to seeing you at NASAA’s 2023 Annual Meeting in San Diego.

(View the In-Person Registration Options at the bottom of this page) 

View NASAA's COVID-19 Acknowledgement

View the Agenda

NASAA Members Click Here to Attend Virtually


COVID-19 Recommendations and Accommodations

NASAA has updated its COVID-19-related requirements for in-person events. Attendees are no longer required to provide proof of vaccination or a negative test result. NASAA strongly recommends that attendees stay up to date on their vaccinations and take a rapid test immediately before traveling to a NASAA event. If you test positive, please attend the event virtually. NASAA will make rapid tests and masks available onsite. Anyone who experiences COVID-19 symptoms or learns they have tested positive during an event will be expected to leave the meeting space and attend the event virtually.  Please note that these requirements may change depending on developments in pandemic conditions. If you have questions, please contact either James Apistolas (japistolas@nasaa.org) or Vince Martinez (vmartinez@nasaa.org).


Hotel Information:

  • Hotel and Registration Deadline: August 18, 2023
  • InterContinental San Diego
  • 901 Bayfront Court, San Diego, CA 92191.
  • For reservations call 619-501-9400 or Book Your Room online today (Sold Out)
  • NASAA's room rate of $289, $10 amenity, plus taxes is available until Aug.18, 2023.
  • The hotel will charge one night's room and tax to your credit card at the time of booking. 

Overflow Hotel Sleeping Rooms!

Before booking a hotel room at the overflow hotel, please note that rooms are available Sunday night or Monday night at the InterContinental Hotel.  If this is your travel pattern, then you should book your reservation at the InterContinental Hotel.

The SpringHill Suites Hotel is NASAA’s overflow hotel and is located just steps away from the host hotel.  The SpringHill Suites Hotel discounted sleeping room rate is $249.  Please make your reservations on-line at SpringHill Suite Hotel by Marriott


To Register for This Meeting:

Step 1: Create an account or sign-in to www.nasaa.org.

Step 2: Select your Registration Category.

Step 3: Answer a few questions and save your responses.

Step 4: Scroll down to select your desired meetings sessions and the meal offering.

Step 5. Click "Proceed to Check Out."

Step 6. Enter payment information (if necessary). 

We encourage you to pay by credit card, but if you wish to pay by check, please contact the NASAA Office


Dress Code: The Annual Fall Meeting dress code is business casual.


NASAA Members Only: 

  • NASAA Members have two vouchers for this meeting. On the checkout page use Promotional Code: 2023Voucher
  • Speaker: 2023Speaker
  • Committee Funded: 2023Comm
  • Then click "Submit Order."

Travel Days: Board Members and Section Chairs should plan to arrive on Friday, September 8 and depart on Wednesday, September 13, 2023.  All other attendees should plan to arrive on Saturday, September 9 and depart on Wednesday, September 13, 2023.

Member Reimbursement Information

9/9/2023 - 9/13/2023
InterContinental San Diego Hotel 901 Bayfront Court San Diego, CA 92101

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Sunday, 10 September 2023

Includes Sunday Brunch, Sunday Welcome Reception, Monday Reception, and Tuesday Reception.